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EmoRAG: Evaluating RAG Robustness to Symbolic Perturbations

Zhou, Xinyun, Li, Xinfeng, Peng, Yinan, Xu, Ming, Zhang, Xuanwang, Yu, Miao, Wang, Yidong, Jia, Xiaojun, Wang, Kun, Wen, Qingsong, Wang, XiaoFeng, Dong, Wei

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) systems are increasingly central to robust AI, enhancing large language model (LLM) faithfulness by incorporating external knowledge. However, our study unveils a critical, overlooked vulnerability: their profound susceptibility to subtle symbolic perturbations, particularly through near-imperceptible emoticon tokens such as "(@_@)" that can catastrophically mislead retrieval, termed EmoRAG. We demonstrate that injecting a single emoticon into a query makes it nearly 100% likely to retrieve semantically unrelated texts that contain a matching emoticon. Our extensive experiment across general question-answering and code domains, using a range of state-of-the-art retrievers and generators, reveals three key findings: (I) Single-Emoticon Disaster: Minimal emoticon injections cause maximal disruptions, with a single emoticon almost 100% dominating RAG output. (II) Positional Sensitivity: Placing an emoticon at the beginning of a query can cause severe perturbation, with F1-Scores exceeding 0.92 across all datasets. (III) Parameter-Scale Vulnerability: Counterintuitively, models with larger parameters exhibit greater vulnerability to the interference. We provide an in-depth analysis to uncover the underlying mechanisms of these phenomena. Furthermore, we raise a critical concern regarding the robustness assumption of current RAG systems, envisioning a threat scenario where an adversary exploits this vulnerability to manipulate the RAG system. We evaluate standard defenses and find them insufficient against EmoRAG. To address this, we propose targeted defenses, analyzing their strengths and limitations in mitigating emoticon-based perturbations. Finally, we outline future directions for building robust RAG systems.


AttnTrace: Attention-based Context Traceback for Long-Context LLMs

Wang, Yanting, Geng, Runpeng, Chen, Ying, Jia, Jinyuan

arXiv.org Artificial Intelligence

Long-context large language models (LLMs), such as Gemini-2.5-Pro and Claude-Sonnet-4, are increasingly used to empower advanced AI systems, including retrieval-augmented generation (RAG) pipelines and autonomous agents. In these systems, an LLM receives an instruction along with a context--often consisting of texts retrieved from a knowledge database or memory--and generates a response that is contextually grounded by following the instruction. Recent studies have designed solutions to trace back to a subset of texts in the context that contributes most to the response generated by the LLM. These solutions have numerous real-world applications, including performing post-attack forensic analysis and improving the interpretability and trustworthiness of LLM outputs. While significant efforts have been made, state-of-the-art solutions such as TracLLM often lead to a high computation cost, e.g., it takes TracLLM hundreds of seconds to perform traceback for a single response-context pair. In this work, we propose AttnTrace, a new context traceback method based on the attention weights produced by an LLM for a prompt. To effectively utilize attention weights, we introduce two techniques designed to enhance the effectiveness of AttnTrace, and we provide theoretical insights for our design choice. We also perform a systematic evaluation for AttnTrace. The results demonstrate that AttnTrace is more accurate and efficient than existing state-of-the-art context traceback methods. We also show that AttnTrace can improve state-of-the-art methods in detecting prompt injection under long contexts through the attribution-before-detection paradigm. As a real-world application, we demonstrate that AttnTrace can effectively pinpoint injected instructions in a paper designed to manipulate LLM-generated reviews. The code is at https://github.com/Wang-Yanting/AttnTrace.


TracLLM: A Generic Framework for Attributing Long Context LLMs

Wang, Yanting, Zou, Wei, Geng, Runpeng, Jia, Jinyuan

arXiv.org Artificial Intelligence

Long context large language models (LLMs) are deployed in many real-world applications such as RAG, agent, and broad LLM-integrated applications. Given an instruction and a long context (e.g., documents, PDF files, webpages), a long context LLM can generate an output grounded in the provided context, aiming to provide more accurate, up-to-date, and verifiable outputs while reducing hallucinations and unsupported claims. This raises a research question: how to pinpoint the texts (e.g., sentences, passages, or paragraphs) in the context that contribute most to or are responsible for the generated output by an LLM? This process, which we call context traceback, has various real-world applications, such as 1) debugging LLM-based systems, 2) conducting post-attack forensic analysis for attacks (e.g., prompt injection attack, knowledge corruption attacks) to an LLM, and 3) highlighting knowledge sources to enhance the trust of users towards outputs generated by LLMs. When applied to context traceback for long context LLMs, existing feature attribution methods such as Shapley have sub-optimal performance and/or incur a large computational cost. In this work, we develop TracLLM, the first generic context traceback framework tailored to long context LLMs. Our framework can improve the effectiveness and efficiency of existing feature attribution methods. To improve the efficiency, we develop an informed search based algorithm in TracLLM. We also develop contribution score ensemble/denoising techniques to improve the accuracy of TracLLM. Our evaluation results show TracLLM can effectively identify texts in a long context that lead to the output of an LLM. Our code and data are at: https://github.com/Wang-Yanting/TracLLM.


CtrlRAG: Black-box Adversarial Attacks Based on Masked Language Models in Retrieval-Augmented Language Generation

Sui, Runqi

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) systems enhance Large Language Models (LLMs) by integrating external knowledge bases. However, this integration introduces a new security threat: adversaries can exploit the retrieval mechanism to inject malicious content into the knowledge base, thereby influencing the generated responses. Based on this attack vector, we propose CtrlRAG, a novel attack method designed for RAG system in the black-box setting, which aligns with real-world scenarios. Unlike existing attack methods, CtrlRAG introduces a perturbation mechanism using Masked Language Model (MLM) to dynamically optimize malicious content in response to changes in the retrieved context. Experimental results demonstrate that CtrlRAG outperforms three baseline methods in both Emotional Manipulation and Hallucination Amplification objectives. Furthermore, we evaluate three existing defense mechanisms, revealing their limited effectiveness against CtrlRAG and underscoring the urgent need for more robust defenses.


HijackRAG: Hijacking Attacks against Retrieval-Augmented Large Language Models

Zhang, Yucheng, Li, Qinfeng, Du, Tianyu, Zhang, Xuhong, Zhao, Xinkui, Feng, Zhengwen, Yin, Jianwei

arXiv.org Artificial Intelligence

Retrieval-Augmented Generation (RAG) systems enhance large language models (LLMs) by integrating external knowledge, making them adaptable and cost-effective for various applications. However, the growing reliance on these systems also introduces potential security risks. In this work, we reveal a novel vulnerability, the retrieval prompt hijack attack (HijackRAG), which enables attackers to manipulate the retrieval mechanisms of RAG systems by injecting malicious texts into the knowledge database. When the RAG system encounters target questions, it generates the attacker's pre-determined answers instead of the correct ones, undermining the integrity and trustworthiness of the system. We formalize HijackRAG as an optimization problem and propose both black-box and white-box attack strategies tailored to different levels of the attacker's knowledge. Extensive experiments on multiple benchmark datasets show that HijackRAG consistently achieves high attack success rates, outperforming existing baseline attacks. Furthermore, we demonstrate that the attack is transferable across different retriever models, underscoring the widespread risk it poses to RAG systems. Lastly, our exploration of various defense mechanisms reveals that they are insufficient to counter HijackRAG, emphasizing the urgent need for more robust security measures to protect RAG systems in real-world deployments.